DRW Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$61,502,417
Clients
74
28% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
74
Very HighAverage account size
$831,114
About
DRW Financial is a small independent advisory firm that provides discretionary portfolio management and financial planning to individual and high-net-worth clients as well as other advisers. The firm documents client objectives in an Investment Policy Statement and offers planning services that address retirement, college funding, tax considerations, debt management, and life insurance education without acting as an insurance agent.
The adviser constructs and implements client portfolios under discretionary authority and reviews accounts at least monthly, using charting, fundamental, and cyclical analysis as part of its methodology. Investment strategies include long- and short-term trading and options writing; the brochure discloses the use of covered and uncovered options and spread strategies as part of portfolio management.
What is distinctive for a firm of this size and structure is the active use of derivatives and options-writing within separately managed client accounts—a practice that is relatively uncommon among solo independent advisers and carries material additional risk. The firm also includes financial planning for managed clients at no additional charge, accepts directed brokerage, and maintains relationships with multiple custodians (Schwab, Interactive Brokers, and Altruist), which shapes its execution and operational arrangements.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
College savings (529s, UTMA, etc.)
Fee options
Between $1,000 and $10,000 depending on complexity and client needs
$0 - $1,000,000: 1% $1,000,001 - $2,000,000: 0.75% $2,000,001 - $3,000,000: 0.625% $3,000,001 - $5,000,000: 0.50% $5,000,001+: 0.25%
Main office location
DRW Financial
Hixson TN, United States
Number of offices
1
Most active in
DRW Financial has reported serving >5 clients in these states in the last 12 months.
Georgia · Illinois · Oklahoma · Tennessee · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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