DRS Financial Partners LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,463,094
Clients
25
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
25
TypicalAverage account size
$298,524
About
DRS Financial Partners LLC is a single-advisor independent registered investment adviser serving individuals and high-net-worth individuals. The firm reports approximately $7.46 million in discretionary assets under management across about 25 client relationships and provides comprehensive financial planning, discretionary portfolio management, and tax return preparation services, including equity compensation and business-planning analyses.
The firm’s investment approach combines fundamental and cyclical analysis within a Modern Portfolio Theory framework, emphasizing strategic asset allocation with tactical adjustments and a mix of passive and active vehicles; it may also use third‑party model portfolios as part of client solutions. Accounts are managed on a discretionary basis, with periodic reviews and an emphasis on diversification across asset classes and investment strategies.
Distinctive aspects include the small, concentrated client base and an emphasis on higher-net-worth clients rather than broad retail market segments, as well as the in‑house offering of tax return preparation and detailed equity-compensation planning, services less commonly provided by solo independent advisers. The firm’s principal also maintains an external consulting role with Retire Sound, Inc. (dba Addition), allocating a substantial portion of their time to that activity, a material outside-business commitment prospective clients may want to consider.
Client services
Financial planning
Portfolio management
Tax preparation
Expertise
Equity Recipients (RS/RSU, SOP, ESPP)
Business ownership considerations
Cash flow / budgeting
Debt management
General estate planning guidance
Fee options
Initial Comprehensive Financial Plan fee ranges from $4,000 to $8,000; Project-Based Financial Planning fixed fee ranges from $750 to $8,000; Tax Return Preparation fees range from $350 to $3,000.
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.50% $10,000,001+: 0.30%
$320 per hour for hourly financial planning engagements.
Ongoing Comprehensive Financial Planning fees: $300-$500 per month or $900-$1,500 per quarter.
Fee-only: Financial planning fees ranging from $750 to $8,000 for fixed fee services, $320/hour for hourly services, and $300-$500 per month or $900-$1,500 per quarter for ongoing financial planning.
Main office location
DRS Financial Partners LLC
San Jose CA, United States
Number of offices
1
Most active in
DRS Financial Partners LLC has reported serving >5 clients in these states in the last 12 months.
California · Hawaii · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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