Dreamwork Financial Group

DreamWork Financial Group provides portfolio management and financial planning services to individual and high‑net‑worth clients, offering discretionary and non‑discretionary advisory arrangements and preparing an Investment Policy Statement for each client. The firm states it has no account minimum and manages client relationships through ongoing monitoring and written reporting.

The firm’s investment approach combines fundamental and technical analysis and employs long‑term and short‑term trading alongside options strategies (including covered, uncovered, and spread positions); DFG typically requests discretionary authority to implement these strategies on behalf of clients. Investment decisions are intended to follow each client’s documented goals, time horizon, and risk tolerance, and accounts receive at least quarterly reviews and separate written statements in addition to custodian reports.

Compared with many single‑advisor independents, DFG manages client assets internally without selecting third‑party managers and explicitly uses derivatives and option transactions in client accounts, which the brochure identifies as higher‑risk strategies. The firm also emphasizes periodic written client communications (a separate quarterly statement beyond custodian reports) and covers a broad set of investment types — from ETFs and REITs to commodities and inflation‑linked bonds — within a modestly sized $13.4 million advisory base serving about 55 clients.