Dreamvision Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,000
Clients
1
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
1
Very LowAverage account size
$14,000
About
DreamVision Capital serves individuals as well as trusts, estates, charitable organizations and corporations or other business entities, offering fee‑based discretionary portfolio management alongside comprehensive and standalone financial planning and project‑based investment consulting. Clients may receive ongoing management with optional annual plan reviews or engage the firm for hourly consulting on specific investment or planning projects.
The firm employs a tactical allocation approach intended to reduce risk and pursue improved performance, managing portfolios discretionarily across a wide range of instruments including listed equities, corporate and municipal debt, mutual funds, options, and interests in partnership investments, and it may use cash positions as a hedge. DreamVision Capital applies fundamental, technical and cyclical analysis and evaluates mutual funds using criteria such as manager tenure and career performance when constructing and adjusting portfolios.
Compared with many independent solo advisors, the firm’s brochure discloses that it accepts corporate and other business‑entity clients (a form of institutional management that is relatively uncommon for this peer group) and describes analytic practices that involve considerations of security pricing and credit characteristics when evaluating fixed‑income and other investments. The sole advisor is also registered to provide brokerage and insurance services and publishes third‑party research, arrangements the firm discloses as potential conflicts when clients elect transaction‑related or insurance services.
Client services
Financial planning
Portfolio management
Selection of other advisers
Security ratings or pricing
Expertise
Active portfolio management
Options & derivatives strategies
Real estate investing
Tax-loss harvesting
General tax planning
Demographic focus
Gen Y/Millennials (Born 1980-1995)
Fee options
$0 - $500,000: 1.25% (Investment Advisory Services Only) $500,001 - $1,000,000: 1.00% (Investment Advisory Services Only) $1,000,001 - $2,000,000: 0.75% (Investment Advisory Services Only) $2,000,001 - $5,000,000: 0.50% (Investment Advisory Services Only) $5,000,001+: 0.35% (Investment Advisory Services Only) $0 - $500,000: 1.70% (Investment Advisory Services + Comprehensive Financial Planning) $500,001 - $1,000,000: 1.40% (Investment Advisory Services + Comprehensive Financial Planning) $1,000,001 - $2,000,000: 1.10% (Investment Advisory Services + Comprehensive Financial Planning) $2,000,001 - $5,000,000: 0.65% (Investment Advisory Services + Comprehensive Financial Planning) $5,000,001+: 0.43% (Investment Advisory Services + Comprehensive Financial Planning)
Commissions earned from insurance product sales and securities transactions when acting as registered representative or insurance agent; no advisory fees associated with insurance products.
Hourly fees for investment consulting services ranging from $200 to $500 per hour, negotiated in advance.
Fee-only: Fixed fees for financial planning services ranging from $2,500 to $20,000 per plan; annual financial plan review fees increase 3% annually from original fee amount.
Main office location
Dreamvision Capital
Indianapolis IN, United States
Number of offices
2
Most active in
Dreamvision Capital has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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