Dr. Jeff Finance, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,983,517
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
25
TypicalAverage account size
—
About
Dr. Jeff Finance, LLC is a state-registered independent investment adviser that serves individuals (including high-net-worth individuals), trusts, and corporate or business clients. The firm provides tailored investment management, ongoing and limited-scope financial planning, tax return preparation, and assistance with insurance products and employee-benefit planning.
The firm describes a holistic planning approach that integrates financial and health considerations, drawing on the principal’s medical background to include health-care planning and related risk-management advice. Investment implementation generally follows passive, modern-portfolio-theory allocations while also employing fundamental, technical, cyclical, and charting analysis as appropriate; financial plans are delivered in written or electronic reports and reviewed periodically.
Distinctive features disclosed in the brochure include in-house tax preparation with limited IRS representation rights and a life/accident/health insurance license through which the firm may receive customary commissions (a potential conflict the firm discloses). The firm also highlights work for business and corporate clients (including business planning and employee benefits optimization), offers pro bono educational seminars, and notes the principal maintains limited clinical emergency practice (<5% time), factors the firm says inform its integrated focus on wealth, health, and planning.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Charitable giving & philanthropy
College savings (529s, UTMA, etc.)
Business ownership considerations
General estate planning guidance
Occupation focus
Doctor or Medical Professional
Founder/Business Owner
Demographic focus
Established Professionals
Fee options
Financial plan creation fees $3,000 to $9,000; basic consulting flat fees up to $8,000; tax preparation fees $300 to $900 per return
Hourly consulting fees up to $400 per hour
Minimum fee: Flat fee ranging from $2,000 to $36,000 annually for ongoing financial planning and investment management Fee-only: Financial plan creation fees range from $3,000 to $9,000; ongoing financial planning upfront fee $3,000 to $10,000 plus monthly fees $250 to $3,000; basic financial planning and consulting hourly fees up to $400/hour or flat fees up to $8,000
Main office location
Dr. Jeff Finance, LLC
Rye Brook NY, United States
Number of offices
1
Most active in
Dr. Jeff Finance, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")