DP Capital Management Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$37,647,928
Clients
18
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$2,091,552
About
DP Capital Management provides discretionary portfolio management and, when requested, stand‑alone financial planning and consulting to individuals, families, trusts and various retirement plans. The firm reports $37.6 million in assets under management across a small client base and maintains a negotiable account minimum (generally $500,000).
The firm tailors portfolios to each client and uses a mix of fundamental, technical and cyclical analysis, with a primary emphasis on long‑term purchases while retaining the ability to use options, warrants and foreign securities as appropriate. Clients receive ongoing oversight including quarterly written statements and letters with holdings detail and a market commentary, and the firm will honor client requests to exclude particular securities or security types.
Compared with many solo independent advisers, the firm accepts retirement plan accounts and offers proxy voting and issuer‑communication services on behalf of clients, and it is structured as a fee‑only adviser that does not accept third‑party compensation. As a small, single‑advisor practice, it also permits a wide range of investable instruments (including partnership interests in real estate or energy-related securities) and allows clients to choose their custodian while the firm recommends custodians based on service and execution factors.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Real estate investing
Fee options
Financial planning and consulting fees generally range from $1,000 to $5,000 fixed fee
$0 - $1,000,000: 1.00% Equity, 0.75% Balanced, 0.50% Bond $1,000,000 - $2,000,000: 0.75% Equity, 0.50% Balanced, 0.25% Bond $2,000,000+: 0.50% Equity, 0.25% Balanced, 0.15% Bond
$50 to $250 per hour for financial planning and consulting services
Account minimum: $500,000 Fee-only: Portfolio management fees are negotiable; financial planning and consulting fees range from $1,000 to $5,000 fixed fee, or $50 to $250 hourly rate
Main office location
DP Capital Management Inc.
Houston TX, United States
Number of offices
1
Most active in
DP Capital Management Inc. has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")