Dow Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,810,185
Total clients
3
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
3
Average account size
$936,728
About
Dow Capital Management is a single-advisor registered investment adviser that provides ongoing investment supervisory services to a very small, concentrated client base. The firm lists its client types as high‑net‑worth individuals, pension and profit‑sharing plans, and corporate/business clients, and it invests client portfolios in mutual funds, equities, bonds, ETFs, REITs and government securities.
The firm creates an Investment Policy Statement for each client and typically operates with discretionary trading authority to implement asset allocation, security selection and regular portfolio monitoring. Its stated methods include both fundamental and technical analysis and it uses long‑term and short‑term trading strategies (including margin transactions), with account reviews performed at least monthly by the sole advisor.
Dow Capital is distinctive among solo independent advisers in that it manages a pooled vehicle (reported as a momentum equity fund) and explicitly serves pension plans and corporate clients—client types that are relatively uncommon for firms of this size and structure. The brochure also shows a very small number of client relationships and modest assets under management, indicating highly concentrated, individualized mandates.
Client services
Expertise
Fee options
$1 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.75% $2,000,001 - $3,000,000: 0.50% Above $3,000,000+: 0.33%
Fee-only: Advisory fees based on percentage of AUM as per tiered schedule; no commissions or other compensation accepted.
Main office location
Dow Capital Management, LLC
674 Unionville Road, Suite 105
Kennett Square PA 19382, United States
Number of offices
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")