Douglass Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,993,734
Clients
53
4% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
53
HighAverage account size
$245,165
About
Douglass Financial Group provides ongoing discretionary portfolio management and investment advisory services to individual and high‑net‑worth clients, and also offers advisory services for 401(k) plans. The firm documents client goals in an Investment Policy Statement and generally manages portfolios using mutual funds, ETFs, REITs, hedge funds and insurance products, including annuities.
The firm’s investment process emphasizes portfolio construction tailored to each client’s income, tax considerations, time horizon and documented risk tolerance, and it employs both long‑term and short‑term trading when appropriate. Accounts are reviewed at least monthly by the firm’s principal, clients receive custodian statements monthly or quarterly, and the adviser may engage third‑party money managers when requested.
Distinctive features noted in the brochure include the firm’s distribution of periodicals or newsletters to clients — a practice that is uncommon among similar independent advisers — and disclosure that the adviser receives soft‑dollar research and services from its custodian, Charles Schwab & Co. The brochure also records a recent change in the adviser’s credentials (no longer a licensed insurance agent) and highlights the firm’s explicit policy to end relationships if client‑imposed investment restrictions prevent proper service.
Client services
Portfolio management
Newsletters or periodicals
Expertise
Wealth management
Real estate investing
Annuities
Fee options
$0 - $49,999: 1.00% $50,000 - $199,999: 1.00% $200,000 - $499,999: 1.00% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.90% $2,000,000 - $2,999,999: 0.80% $3,000,000 - $3,999,999: 0.70% $4,000,000 - $4,999,999: 0.60% $5,000,000+: 0.50%
Fee-only: Fees are negotiable; total fees including third party may not exceed 3.00% annually.
Main office location
Douglass Financial Group
6312 S. Fiddlers Green Circle, Suite 300 E
Greenwood Village CO 80111, United States
Number of offices
2
Most active in
Douglass Financial Group has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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