Douglas Capital Management, LLC

Douglas Capital Management is an SEC‑registered investment adviser that provides fee‑based, discretionary portfolio management through separately managed accounts to individuals, high‑net‑worth clients, retirement plans, charitable organizations and other institutional clients, and additionally advises a private pooled investment partnership; the brochure reports approximately $62 million in discretionary assets under management across its client base. Services include multiple SMA programs (aggressive trading, focused trading, dynamic asset allocation, and tax‑efficient accounts) and regular client reporting, including a quarterly newsletter and account summaries.

The firm’s investment process is quantitative and model‑driven, using statistical factor models and AI‑enabled tools for individual stock selection, ETF selection, asset allocation, and market timing; these models are applied across client accounts to generate buy/sell signals and to manage tactical allocations. Certain strategies — notably the aggressive trading program and the private partnership — may employ leverage, short positions and options, and the firm offers performance‑based fee arrangements for accounts that elect that option.

Douglas Capital’s brochure discloses several features that are less common among peers: it acts as adviser to and is affiliated with a private pooled vehicle (including side‑letter arrangements, incentive allocations and preferential redemption provisions described in the offering materials), functions as a private fund adviser and sponsor/syndicator for that vehicle, and identifies potential side‑by‑side conflicts between SMA clients and the fund. The brochure also discloses a prior client claim that was settled, describes the firm’s practice of publishing performance information and periodicals, and highlights the firm’s use of margin/borrowing in certain SMA strategies — all elements that prospective clients should review in the firm’s offering documents.