D
Doty Equity Advisors, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$37,317,960
Clients
10
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$3,731,796
About
Doty Equity Advisors provides discretionary investment management primarily to high‑net‑worth individual clients, using individualized Investment Policy Statements to guide portfolio construction. The firm offers ongoing portfolio management and related advisory services and does not participate in wrap fee programs.
Its investment approach centers on fundamental analysis and long‑term equity positions, with occasional use of margin, and portfolios are tailored to clients’ suitability, objectives and risk tolerances. The adviser generally charges percentage‑of‑assets fees and conducts regular reviews while custodial records are maintained by third‑party custodians.
Distinctive features include a small client roster with concentrated assets under management and an explicit fee reduction for accounts above multi‑million dollar thresholds, indicating a focus on larger accounts. Operational choices that set the firm apart from many peers include a principal with a non‑financial professional background, a policy of not aggregating trades into block orders, no acceptance of custody, and leaving proxy voting responsibility to clients.
Client services
Portfolio management
Expertise
Active portfolio management
Occupation focus
Dentist
Fee options
$0 - $3,000,000: 1% annually $3,000,001+: 0.2% annually for the following four quarters
Account minimum: $250,000 Fee-only: Fees are non-negotiable and charged as a percentage of assets under management; no commissions or other compensation accepted.
Main office location
Doty Equity Advisors, Inc.
Portland OR, United States
Number of offices
1
Most active in
Doty Equity Advisors, Inc. has reported serving >5 clients in these states in the last 12 months.
California · Oregon
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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