Nasdaq Dorsey Wright logo

Nasdaq Dorsey Wright

Updated today

Client assets under management

$420,945,138

Clients

806

59% high-net worth

Advisors

20

of 25 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

40

Low

Average account size

$522,264

About

Nasdaq Dorsey Wright serves individual investors (including high‑net‑worth individuals) and a range of institutional clients and financial professionals, including mutual funds, unit investment trusts, ETFs and pension/profit‑sharing plans. The firm offers discretionary investment management for individuals alongside impersonal research and subscription services, seminars/webinars, hourly consulting, and licensing or sub‑advisory services to investment companies and product sponsors.

Its investment approach is rules‑based and technical, centered on Point & Figure charting and relative strength methodologies such as DALI and Tactical Tilt; individualized investment management applies the same technical analysis used in its research and is implemented by qualified IA Representatives with operational support from SEI. Nasdaq Dorsey Wright publishes model portfolios and daily research reports as impersonal guidance, noting that many of those models are presented without embedded suitability or risk‑management overlays while client accounts may include tailored restrictions.

Distinctive features include a significant paid subscription business with tiered digital research packages and a Daily Equity Report, roughly one hundred managed model portfolios on its platform, and extensive index/model licensing to multiple ETF and product sponsors (for example, Invesco, First Trust, AdvisorShares and ProShares). The firm is also registered as a Commodity Trading Adviser and may transact in futures, and it emphasizes model/index licensing and impersonal research over comprehensive financial planning while disclosing procedures to manage conflicts tied to related‑party index licensing and dual‑registered activities.

Client services

Portfolio management Newsletters or periodicals Educational seminars or workshops Research & chart services

Expertise

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta

Fee options

Fixed

Flat fees or negotiated prices for seminars, webinars, and educational events

Percentage

$0 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - > $1,000,000: 0.75%

Project-based

Hourly charges vary depending on the task for special services such as portfolio evaluation or conference calls

Subscriptions

Subscription fees for research and subscription services: Basic $79/month, Professional $299/month, Elite $399/month

Other

Account minimum: $100,000 Minimum fee: Minimum annual fees range from $1,000 to $2,500 depending on the strategy Fee-only: Advisory fees based on assets under management; no commissions included

Main office location

Nasdaq Dorsey Wright

3300 W Leigh Street

Richmond VA 23230, United States

Number of offices

2

Most active in

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Pranay D

Series 66

New York, NY

Nasdaq Dorsey Wright

Pranay Dureja is a financial advisor at Dorsey, Wright & Associates, LLC with four years of industry experience. He holds a Series 66 designation and has previously worked at Nasdaq, Merrill, and Bank of America. Outside of finance, he is a co-founder and partner of Studio Suzuki, a small record label promoting and distributing local musical artists. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm’s investment approach is based on technical analysis, utilizing Point & Figure charting and relative strength methods across multiple asset classes.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

Jay G

Series 63, Series 65

Richmond, VA

Nasdaq Dorsey Wright

Jay Gragnani is a financial advisor at Dorsey, Wright & Associates, LLC with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Dorsey Wright in two separate periods totaling over 20 years, with brief roles at Foreside Fund Services, LLC and STF Management, LP. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm’s investment approach is based on technical analysis using Point & Figure charting and relative strength methods, implemented through rules-based products and licensed models across multiple asset classes.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

Miles C

Series 65

Richmond, VA

Nasdaq Dorsey Wright

Miles Clark is a financial advisor at Dorsey, Wright & Associates, LLC, holding a Series 65 designation with three years of industry experience. He has worked at Dorsey Wright & Associates since 2022 and previously held positions at Nasdaq Dorsey Wright, Christopher Newport University, Uber, and St. Stephens/St. Agnes School. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm’s investment approach is based on technical analysis, utilizing Point & Figure charting and relative strength methods across various asset classes through rules-based products.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

John L

Series 65

Richmond, VA

Nasdaq Dorsey Wright

John Lewis is a financial advisor at Dorsey, Wright & Associates, LLC with 23 years of industry experience. He holds a Series 65 designation and has been with Dorsey, Wright Money Management since 2002. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm’s investment approach is based on technical analysis, including Point & Figure charting and relative strength methods, applied across multiple asset classes through rules-based products and model portfolios.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

Steven R

Series 63, Series 65

Richmond, VA

Nasdaq Dorsey Wright

Steven Raymond is a financial advisor at Dorsey, Wright & Associates, LLC with 21 years of industry experience. He has been with the firm since 1996. He holds the Series 63 and Series 65 designations. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm’s investment approach is based on technical analysis, using Point & Figure charting and relative strength methods across various asset classes.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

David C

Series 63, Series 65

Richmond, VA

Nasdaq Dorsey Wright

David Clark is a financial advisor at Dorsey, Wright & Associates, LLC with seven years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Dorsey Wright in two periods totaling nine years. Outside of finance, he founded and helps operate Seven Sisters Brewery, a craft brewery in Wytheville, Virginia. Dorsey, Wright & Associates provides discretionary investment management and offers research, model licensing, and advisory services to institutional and professional clients, as well as subscription-based research and educational services to financial professionals and individual investors. The firm’s investment approach is based on technical analysis, including Point & Figure charting and relative strength methods applied across multiple asset classes.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

Missael M

Series 65

Richmond, VA

Nasdaq Dorsey Wright

Missael Macedo is a financial advisor at Dorsey, Wright & Associates, LLC, holding a Series 65 designation with over 14 years of industry experience. His prior roles include positions at First Pacific Advisors and Western Asset Management. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm’s investment approach is based on technical analysis, utilizing Point & Figure charting and relative strength methods across multiple asset classes.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

Robert D

Series 66

Richmond, VA

Nasdaq Dorsey Wright

Robert Deangelo is a Series 66-licensed financial advisor at Dorsey, Wright & Associates, LLC with 16 years of industry experience. He has been with Dorsey Wright since 2016. Outside of his advisory role, he owns Makes Sense Clothing, a screen-printing business, and is involved in personal training. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm’s investment approach centers on technical analysis, utilizing Point & Figure charting and relative strength methods across multiple asset classes.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

Benjamin J

Series 65

Richmond, VA

Nasdaq Dorsey Wright

Benjamin Jones is a financial advisor at Dorsey, Wright & Associates, LLC with 13 years of industry experience. He holds the Series 65 designation and has been with Dorsey Wright since 2009. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm’s investment approach is based on technical analysis, utilizing Point & Figure charting and relative strength methods across multiple asset classes through rules-based products.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

Sara M

Series 63, Series 65

Richmond, VA

Nasdaq Dorsey Wright

Sara Marshall is a financial advisor at Dorsey, Wright & Associates, LLC with 10 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Nasdaq, Inc. since 2013. Outside of her advisory role, she operates a Poshmark and eBay account focused on the sale and purchase of personal items. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional clients. The firm’s investment approach is based on technical analysis, utilizing Point & Figure charting and relative strength methods across multiple asset classes.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

Trevor P

Series 65

Richmond, VA

Nasdaq Dorsey Wright

Trevor Plesko is a financial advisor at Dorsey, Wright & Associates, LLC with one year of industry experience. He holds a Series 65 designation and has worked at Dorsey, Wright since 2023, with prior experience outside the industry including roles at Foods of All Nations and Ivy Road House. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm’s investment approach is based on technical analysis, utilizing Point & Figure charting and relative strength methods across multiple asset classes with rules-based products.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

Anthony G

Series 65

Richmond, VA

Nasdaq Dorsey Wright

Anthony Garcia is a financial advisor at Dorsey, Wright & Associates, LLC with a Series 65 credential and one year of industry experience. His prior roles include positions at Nasdaq Dorsey Wright, Moss Adams, and the General Conference of SDA. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm’s investment approach centers on technical analysis, utilizing Point & Figure charting and relative strength methods across multiple asset classes.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

Michael K

Series 63, Series 65

Richmond, VA

Nasdaq Dorsey Wright

Michael Kaplan is a financial advisor at Dorsey, Wright & Associates, LLC with four years of industry experience. He holds Series 63 and Series 65 credentials and has been with Dorsey Wright, a Nasdaq company, since 2016. Prior to that, he worked briefly at Sterling National Bank and LPL Financial, LLC in 2016. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm’s investment approach is based on technical analysis, including Point & Figure charting and relative strength methods applied across multiple asset classes through rules-based products.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

Connor K

Series 63, Series 65

Richmond, VA

Nasdaq Dorsey Wright

Connor Kamp is a financial advisor at Dorsey, Wright & Associates, LLC with eight years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Nasdaq since 2016, following a prior role at Ridgewood Securities. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm employs a technical analysis approach, including Point & Figure charting and relative strength methods, applied across various asset classes through rules-based products and licensed model portfolios.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
user avatar

Ian S

Series 65

Richmond, VA

Nasdaq Dorsey Wright

Ian Saunders is a financial advisor at Dorsey, Wright & Associates, LLC with seven years of industry experience. He holds a Series 65 designation and has been with Dorsey Wright since 2018. Prior to his advisory career, he was a student from 2014 to 2018. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm employs a technical analysis approach, utilizing Point & Figure charting and relative strength methods across multiple asset classes, and supports a range of clients including mutual funds and ETFs.

ESG / Sustainable investing Passive / index investing Active portfolio management Factor investing / smart beta
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