Dorsey Groomes Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,105,549
Clients
3
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$368,516
About
Dorsey Groomes Wealth Management, LLC works with individual clients — including high-net-worth individuals — to deliver comprehensive and limited financial planning as well as ongoing investment management. Services are documented in written advisory agreements and implemented through recommended custodians and investment programs.
The firm typically builds investment programs around a comprehensive financial plan, using diversified vehicles such as ETFs, mutual funds, UITs, REITs, individual stocks and bonds, and insurance products when appropriate. In most cases the sole advisor selects and supervises third‑party portfolio managers rather than directly managing all client accounts, and conducts periodic reviews under a written fiduciary code.
The firm is recently established and operates as a single-advisor practice with approximately $1.1 million in discretionary assets and a very small client roster, which may affect capacity and service structure. Notable operational features disclosed in the brochure include a requirement that clients use a designated broker‑dealer for trade execution and that the firm’s principal also maintains an active insurance license and serves as the firm’s Chief Compliance Officer, a relationship the firm identifies and manages as a potential conflict of interest.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
Social Security optimization
Retirement income strategy
Wealth management
Fee options
$250 to $1,000 for comprehensive financial plan; may be higher for extraordinarily complex cases
$0 - $1,000,000: 1.00% annually $1,000,001 - $1,500,000: 0.75% annually $1,500,001 - $3,000,000: 0.50% annually $3,000,001+: 0.25% annually
$200 per hour for hourly financial planning engagements
Account minimum: $1,000
Main office location
Dorsey Groomes Wealth Management
220 W Bridge St, Suite 117
Dublin OH 43017, United States
Number of offices
1
Most active in
Dorsey Groomes Wealth Management has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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