D
Dornbusch Asset Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,382,321
Total clients
32
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
32
Average account size
$74,448
About
Dornbusch Asset Management provides fee-only investment advisory services to individual investors and small businesses, offering discretionary portfolio management focused on stocks, bonds, mutual funds and ETFs. The firm manages about $2.38 million in client discretionary assets across roughly 32 clients and is not actively taking on new clients.
The adviser constructs portfolios using Modern Portfolio Theory, typically allocating among mutual funds and ETFs with long-term holdings and periodic rebalancing while tailoring recommendations to each client’s goals, risk tolerance and investment experience; clients may impose restrictions on particular securities. The firm employs both fundamental and technical analysis and may implement short-term trades and covered‑call writing to generate income or provide partial downside protection.
Noteworthy features include a long operating history (since 1996), a deliberately small and closed client roster, and the explicit use of options strategies (covered calls) alongside ETF-driven allocations—an uncommon combination for a firm of this size. The principal recently sold an industrial pump distribution business; the firm does not accept custody or proxy‑voting authority, typically uses third‑party custodians (commonly Charles Schwab), and performs in‑person account reviews only upon client request rather than on a set schedule.
Client services
Portfolio management
Expertise
Passive / index investing
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $1,000,000: 1.5%
Fee-only: Fee only basis, no commissions or asset biased service fees from sale of mutual funds.
Most active in
Dornbusch Asset Management has reported serving >5 clients in these states in the last 12 months.
Minnesota · South Dakota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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