Dorn & Co., Inc.

The firm provides investment advisory and consulting services to a range of clients including individual investors (including high‑net‑worth individuals), corporations, banking institutions, pension and profit‑sharing plans, trusts, estates and charitable organizations. It delivers portfolio management through wrap and advisory programs on a third‑party platform and offers model‑based recommendations and consulting solutions.

Advice and implementation are typically carried out using model portfolios, overlay managers and third‑party professional investment managers, with client risk profiles established via a questionnaire and reviews conducted at least monthly and formally on a quarterly basis. Most client accounts are managed on a non‑discretionary basis, with clients retaining the ability to accept or reject recommended strategies and allocations.

The firm is notable for operating both as a registered investment adviser and an SEC‑registered broker‑dealer, and for having representatives who are also registered to transact as broker‑dealers and licensed to place insurance products; the brochure discloses these relationships and the firm describes processes to mitigate resulting conflicts. It also relies on RBC and other third parties for execution, custody and performance reporting and states it does not independently verify third‑party performance or routinely produce its own client account reports.