D
Dorian Investment Advisory LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$102,628,570
Total clients
118
18% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
118
Average account size
$869,734
About
Dorian Investment Advisory provides discretionary investment management and related advisory services to individuals (primarily high‑net‑worth), trusts, estates, businesses, retirement plans and charitable organizations. The firm manages client accounts on an ongoing basis and charges asset‑based advisory fees; it reports $102.6 million in assets under management and generally requires a minimum relationship size to implement its process.
The firm employs fundamental analysis and a predominantly long‑term investment approach, constructing diversified portfolios using low‑cost mutual funds and ETFs while supplementing with individual stocks or bonds when appropriate. Portfolio management includes ongoing monitoring and rebalancing, tactical reallocations when warranted, tax‑related considerations (including targeted use of gain/loss harvesting), and ERISA fiduciary advice for retirement accounts.
Compared with many independent advisers, the firm notably provides portfolio management for institutional clients such as retirement plans and charitable organizations while not focusing on non‑high‑net‑worth retail individuals. The adviser is led by an experienced, CFA‑credentialed principal, recently transitioned to SEC registration, and maintains an institutional custodian relationship that provides technology and operational support.
Client services
Portfolio management
Expertise
Wealth management
Fee options
$100,000 - $1,000,000: 1.00% annually $1,000,001 - $5,000,000: 0.90% annually $5,000,001+: 0.75% annually
Account minimum: $100,000 Fee-only: Annual investment advisory fees based on tiered schedule; fees paid quarterly in arrears based on average daily balance
Main office location
Dorian Investment Advisory LLC
1661 International Dr Ste 400
Memphis TN 38120, United States
Number of offices
1
Most active in
Dorian Investment Advisory LLC has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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