Donald Felty, LLC

Donald Felty LLC provides discretionary asset management primarily for individuals — including high-net-worth clients — as well as trusts and business entities, managing approximately $10.7 million across about 40 client accounts. Services focus on tailored investment portfolios and ongoing supervision, with occasional non‑securities financial planning, tax and estate‑related advice provided as needed.

The firm combines charting (technical analysis), fundamental analysis and Modern Portfolio Theory to build portfolios around market sectors, investment styles, geographic regions or retirement objectives, and implements strategies across stocks, bonds, mutual funds, ETFs, REITs and options. Accounts are managed on a discretionary basis with at least quarterly reviews and client reporting, and clients receive secure access to statements and documentation via an advised‑client online “filing cabinet.”

Notable distinctions include the firm’s distribution of periodicals/newsletters and its explicit disclosure of operational risks: a May 2025 cybersecurity incident at an executing broker that resulted in unauthorized trades and withdrawals, and an affiliated separate business that may receive commissions for annuities and life insurance. The firm also discloses having been named as a co‑respondent in an arbitration claim related to an executing broker (with no finding of liability) and maintains a written business continuity plan.