Dominion Capital Wealth Advisors

Dominion Capital Wealth Advisors provides investment advisory and financial planning services to individuals, high‑net‑worth clients, trusts, endowments, small businesses and retirement plans, including ERISA fiduciary services. The firm manages both discretionary and non‑discretionary accounts for roughly 109 clients and reports about $58.7 million in assets under management while operating with two advisor principals.

The firm develops individualized investment policies through in‑depth client interviews and uses a mix of asset‑allocation frameworks and fundamental, technical, quantitative and qualitative analysis to construct portfolios that may include equities, fixed income, mutual funds, ETFs, annuities and alternative investments. DCWA may employ tactical and strategic allocation, margin and short‑selling where appropriate, uses third‑party sub‑advisers and model portfolios (for example, an engagement with Clearstead), and provides ongoing monitoring, periodic rebalancing and written financial plans.

A distinctive feature of the firm is its affiliation with a broker‑dealer owned by the firm’s principals (YR Securities), which means representatives receive separate brokerage and insurance compensation and the affiliated broker‑dealer can sponsor private placement vehicles tied to historic rehabilitation tax credits. The brochure also discloses participation in Schwab’s advisor referral program, use of standing letters of authorization for third‑party money movement (noting Virginia’s surprise audit implications), and multiple outside real‑estate investment entities—items that create potential conflicts of interest the firm discloses and manages.