Dominari Securities LLC

Dominari Securities serves a mix of individual clients—primarily high‑net‑worth and ultra‑high‑net‑worth individuals—and institutional or pooled vehicles, offering discretionary and non‑discretionary investment management, manager selection, and consulting services including financial planning and investment‑committee support. Like many investment managers, it charges asset‑based advisory fees and implements portfolios using mutual funds, ETFs, SMAs, UMAs, limited partnerships and other pooled vehicles.

The firm follows a volatility‑targeted, strategic asset‑allocation framework and maintains a research‑driven Focus List to screen, vet, and monitor third‑party managers; non‑discretionary clients typically receive tailored manager recommendations while discretionary mandates may be managed directly. Dominari relies on institutional custodians and platform tools (including RBC, Schwab and Envestnet services) for custody, UMA/SMA solutions and consolidated reporting, and it discloses manager due diligence and ongoing monitoring as central to its process.

What is distinctive about Dominari compared with many peer investment managers is its combination of broker‑dealer activity and adviser functions: it is a FINRA‑registered broker‑dealer affiliate that also sponsors a wrap‑fee program through Schwab and maintains insurance producer licenses. The firm emphasizes selection of other advisers as a core offering, accommodates private‑equity billing practices for held‑away commitments, and provides both institutional consulting and retail advisory services—features that are statistically uncommon for firms in this category.