Doliver Advisors, L.P.

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Client assets under management

$510,117,573

Clients

200

48% high-net worth

Advisors

of 8 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

Typical

Average account size

$2,550,588

About

Doliver serves individual and high-net-worth clients as well as trusts, foundations, pooled vehicles, qualified settlement funds, and employer-sponsored plans. The firm offers discretionary portfolio management across quantitative closed-end fund (CEF) strategies, customized wealth management and cash-management solutions, access to private equity opportunities, and sub-advisory arrangements.

Its investment approach emphasizes quantitative, model-driven strategies for CEFs that seek to capture movements in discounts and premiums to net asset value using statistical analysis and an automated trading platform, while wealth-management engagements are customized around asset allocation, risk tolerance and may incorporate options, short positions, ETFs and, where approved, margin. Doliver monitors accounts on an ongoing basis, implements allocation and liquidity tools (including bond ladders and money-market programs), and hires sub-advisers to run several of its specialist strategies.

Noteworthy aspects that distinguish Doliver from many peers include its registration as a commodity trading advisor, its role as sponsor and manager (general partner or managing member) of multiple private funds and special-purpose vehicles launched since 2021, and its use of performance-based fee arrangements for certain strategies. The brochure also discloses that the firm may use derivatives and borrowing in separately managed accounts and that the firm’s principal has an affiliation with a law firm and a minority ownership in a private investment vehicle, each disclosed as potential conflicts for clients to consider.

Client services

Portfolio management Pension consulting Selection of other advisers

Expertise

Private / alternative investments Options & derivatives strategies Cash flow / budgeting

Fee options

Percentage

$0 - $1,000,000: 1.00% $1,000,000 - $5,000,000: 0.80% $5,000,000 - $10,000,000: 0.60% $10,000,000+: 0.50%

Performance-based

Performance fees for closed-end fund strategy based on returns exceeding benchmark; fees per private equity fund PPMs

Other

Account minimum: $250,000 Fee-only: 1.0% annual base fee for closed-end fund strategy; tiered fees for wealth management; performance-based fees for qualified clients

Main office location

Doliver Advisors, L.P.

6363 Woodway Dr, Suite 763

Houston TX 77057, United States

Number of offices

Most active in

California · Louisiana · Ohio · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Website 713-917-0022

Advisors at this firm

Edward T

Series 65

Houston, TX

Doliver Advisors, L.P.

Edward Tredennick is a financial advisor at Doliver Advisors, L.P. in Houston, TX, holding a Series 65 designation with 16 years of industry experience. He has been with Doliver Capital Advisors since 2009. Outside of his advisory role, he is an attorney at Daniels and Tredennick, LLC. Doliver Advisors is an SEC-registered investment adviser serving individuals, pooled investment vehicles, retirement plans, and other entities. The firm employs quantitative, model-driven strategies focused on closed-end funds and offers customized cash and retirement planning, private equity funds, and special-purpose vehicles for qualified investors.

Private / alternative investments Options & derivatives strategies Cash flow / budgeting

Christopher D

Series 65

Houston, TX

Doliver Advisors, L.P.

Christopher Day is a financial advisor at Doliver Advisors, L.P. in Houston, TX, holding a Series 65 designation with seven years of industry experience. He has worked at Days Global Advisors since 2019 and Doliver Capital Advisors since 2018, and previously at DLZP Group, LLC from 2016 to 2018. He serves as Managing Member and Chief Compliance Officer at Days Global Advisors and acts as a non-discretionary sub-adviser to an ETF. Doliver Advisors is an SEC-registered investment adviser providing portfolio and wealth management to individuals, pooled investment vehicles, retirement plans, and other entities. The firm employs quantitative, model-driven strategies focused on closed-end funds and uses a proprietary automated trading platform to manage customized equity, taxable bond, and municipal CEF allocations.

Private / alternative investments Options & derivatives strategies Cash flow / budgeting

Scott J

Series 65

Houston, TX

Doliver Advisors, L.P.

Scott Jackson is a financial advisor at Doliver Advisors, L.P. in Houston, TX, holding a Series 65 designation with 14 years of industry experience. He has worked at Doliver Capital Advisors since 2017 and previously at Legacy Asset Management, Inc. from 2012 to 2017. Outside of his advisory role, he is a member of BraeBurn Country Club and the Galleria Tennis & Athletic Club. Doliver Advisors is an SEC-registered investment adviser that provides portfolio and wealth management services to individuals, pooled investment vehicles, retirement plans, and other entities. The firm employs quantitative, model-driven strategies focused on closed-end funds and offers customized cash and retirement planning, along with sponsorship of private equity funds and special-purpose vehicles for qualified investors.

Private / alternative investments Options & derivatives strategies Cash flow / budgeting

Michael R

Series 63, Series 65

Houston, TX

Doliver Advisors, L.P.

Michael Rome is a financial advisor at Doliver Advisors, L.P. in Houston, TX, with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Chilton Capital Management LLC and Texan Capital Management, Inc. Doliver Advisors is an SEC-registered investment adviser that provides portfolio and wealth management services to individuals, pooled investment vehicles, retirement plans, and other entities. The firm specializes in quantitative, model-driven strategies focused on closed-end funds and employs a proprietary automated trading platform with client-level customization across various asset classes.

Private / alternative investments Options & derivatives strategies Cash flow / budgeting

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