Dogwood Investment Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$39,054,000
Clients
26
31% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
26
TypicalAverage account size
$1,502,077
About
Dogwood Investment Advisors serves individuals, high‑net‑worth clients, trusts, estates, charitable organizations and business entities, offering fee‑based discretionary portfolio management and standalone financial planning. The brochure describes custom portfolio construction developed in client meetings to reflect each client’s objectives, time horizon, risk tolerance and special needs.
The firm employs a tactical allocation approach and uses a mix of fundamental, cyclical and technical analysis to implement strategies that can include long‑ and short‑term holdings, options, margin and cash positions intended to manage risk and enhance performance. Portfolio decisions are made on a discretionary basis and reviewed periodically, with allocations and specific security selections tailored to client goals.
What is distinctive about the firm is its single‑advisor structure with a small client roster while overseeing a multi‑million‑dollar asset base, and its provision of written communications beyond standard custodian statements — including periodicals or newsletters, an uncommon offering among similar independent firms. The brochure also notes the advisor provides non‑investment business consulting in addition to advisory services, and documents use of multiple analytical techniques and tactical reallocation, which may differentiate its approach from peers.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
Options & derivatives strategies
Fee options
$0 - $1,000,000: 1.00% $1,000,000 - $2,000,000: 0.75% $2,000,000+: 0.50%
$250 per hour
Account minimum: $500,000
Main office location
Dogwood Investment Advisors
630 Dundee Rd, Suite 110
Northbrook IL 60062, United States
Number of offices
1
Most active in
Dogwood Investment Advisors has reported serving >5 clients in these states in the last 12 months.
Illinois · Pennsylvania · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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