DocsFP
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,507,427
Clients
33
30% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
33
TypicalAverage account size
$439,619
About
DocsFPLLC provides hourly financial planning and discretionary investment management to individuals, high-net-worth clients, trusts, and businesses. Investment management is offered as a voluntary service only to clients engaged in an active hourly financial planning agreement.
The firm relies on Modern Portfolio Theory and a buy-and-hold passive indexing approach, using index mutual funds and ETFs to build diversified, low-turnover portfolios. Unlike many peers, DocsFPLLC does not use percentage-of-assets-under-management fees and centers its advisory model on fee-for-service planning with investment management made available without separate AUM-based fees.
DocsFPLLC maintains a small client roster and emphasizes comprehensive planning topics including business planning, employment benefits, tax and estate planning, property planning, and retirement planning. The firm’s principal has prior experience with physician-focused advisory firms and continues to teach at a university; the adviser operates from a private-residence office, recommends custodians such as Vanguard and Schwab, and does not accept custody of client funds.
Client services
Financial planning
Portfolio management
Expertise
Business sale tax planning
Business ownership considerations
Debt management
Cash flow / budgeting
General estate planning guidance
Occupation focus
Founder/Business Owner
Fee options
$600 per hour (negotiable)
Fee-only: $600 per hour (negotiable)
Main office location
DocsFP
Newington CT, United States
Number of offices
1
Most active in
DocsFP has reported serving >5 clients in these states in the last 12 months.
California · Connecticut · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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