Docsa Capital Management, Inc.

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Client assets under management

$95,147,468

Clients

38% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$1,285,777

About

Docsa Capital Management advises individuals (including high-net-worth clients), small business owners, trusts, and estates, providing personalized financial planning, modular project reviews, discretionary portfolio management, and small-business retirement plan consulting. The firm operates as an independent, fee-only registered investment adviser and offers planning as standalone engagements or as part of ongoing management arrangements without accepting commissions or referral payments.

The firm’s investment process blends fundamental, valuation, and technical analysis and supports both actively managed, discretionary portfolios and passive, index-based model allocations. Portfolio construction is informed by formal risk-tolerance assessments and client interviews, with rebalancing, tactical adjustments, and limited use of options-based hedging applied selectively to manage concentrated positions or changed market conditions.

Noteworthy features include a long operating history and an explicit business model centered on fee-only advice and avoidance of product sales or performance-based fees, along with a formal modular planning framework that can extend into limited ongoing service arrangements. The firm also offers a distinct limited-service option that manages accounts held at non-preferred custodians using only the securities available on those platforms, discloses participation in an institutional custodian program that provides non-cash support to the adviser, and excludes cryptocurrencies from its managed accounts.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Retirement income strategy Social Security optimization Equity compensation tax strategy Active portfolio management Options & derivatives strategies

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Financial planning and consulting services include flat fees, e.g., Comprehensive Financial Plan Package minimum fee $7,500; Basic Review Package minimum $3,400; other modular packages listed with minimum fees.

Percentage

$0 - $999,999.99: 0.95% annually (Diamond Plan) $1,000,000 - $2,999,999.99: 0.75% annually (Diamond Plan) $3,000,000+: Negotiable (Diamond Plan) $0 - $2,999,999.99: 0.35% annually + $700 minimum setup fee first year (Topaz Plan) $3,000,000+: Negotiable (Topaz Plan)

Project-based

$275/hour for planning/consulting services not fitting other categories; minimum 3 hours ($825 minimum). Additional hourly rate of $250/hour for Opal Plan extra time.

Subscriptions

Opal Plan minimum annual fee $900 plus additional hourly charges; processing fee $25/quarter for non-automatic debit clients.

Other

Account minimum: $300,000 Minimum fee: Minimum fees for financial planning and consulting services range from $370 to $7,500 depending on service type; e.g., Basic Review Package minimum fee is $3,400. Fee-only: Fee-only advisory firm; fees charged are professional fees, no commissions received or paid.

Main office location

Docsa Capital Management, Inc.

8080 Moorsbridge Rd, Suite 200

Portage MI 49024, United States

Number of offices

Most active in

California · Florida · Louisiana · Michigan

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 269-488-2322

Advisors at this firm

Sophit L

CFP®, Series 65

Portage, MI

Docsa Capital Management, Inc.

Sophit Lee is a CFP® and Series 65-licensed advisor with 24 years of industry experience. She has been with Docsa Capital Management, Inc. since 2000. Docsa Capital Management, Inc. provides fee-only financial planning, discretionary portfolio management, and retirement-plan consulting for individuals, high-net-worth clients, trusts, and estates. The firm uses a combination of fundamental, valuation, and technical analysis and offers multiple service tiers to align with client preferences and account arrangements.

Retirement income strategy Social Security optimization Equity compensation tax strategy Active portfolio management Options & derivatives strategies Founder/Business Owner Executive

Matthew H

CFA®

Portage, MI

Docsa Capital Management, Inc.

Matthew Harrison is a CFA® charterholder with one year of experience in the financial industry. He is currently an advisor at Docsa Capital Management, Inc. and also serves as the founder and owner of tkc Capital Research, where he consults on investor relations best practices for public companies. His prior work experience includes roles at WK Kellogg Co, Viewray, Inc., Stryker, and Kellogg Company. Docsa Capital Management, Inc. provides fee-only financial planning, discretionary portfolio management, and retirement-plan consulting for individuals, high-net-worth clients, trusts, and estates. The firm employs a blend of fundamental, valuation, and technical analysis and offers multiple service tiers to align with client preferences and account arrangements.

Retirement income strategy Social Security optimization Equity compensation tax strategy Active portfolio management Options & derivatives strategies Founder/Business Owner Executive

Timothy S

CFA®, Series 65

Portage, MI

Docsa Capital Management, Inc.

Timothy Schauer is a CFA® charterholder with 23 years of industry experience, serving as an advisor at Docsa Capital Management, Inc. since 2001. He holds a Series 65 license and is based in Portage, Michigan. Docsa Capital Management, Inc. provides fee-only financial planning, discretionary portfolio management, and retirement-plan consulting for individuals, high-net-worth clients, trusts, and estates. The firm employs a blend of fundamental, valuation, and technical analysis to create portfolios and offers multiple service tiers to match client preferences and account arrangements.

Retirement income strategy Social Security optimization Equity compensation tax strategy Active portfolio management Options & derivatives strategies Founder/Business Owner Executive

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