DKM Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$316,769,863
Total clients
174
59% high-net worth
Total advisors
3
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
58
Average account size
$1,820,516
About
DKM Wealth Management serves individual and high-net-worth clients as well as pension and corporate plans, offering discretionary portfolio management, financial consulting, and complementary ongoing financial planning. The firm also provides aggregation and managed advice for held-away employer plan assets (e.g., 401(k)s and 403(b)s) using an account-aggregation service called Pontera.
DKM builds tailored portfolios using fundamental analysis and a mix of long- and short-term strategies, monitors accounts on an ongoing basis, and performs periodic rebalancing and cash management based on yield and money-market quality. Clients are generally required to custody assets at Charles Schwab & Co., and the firm may combine related household accounts for fee breakpoints and administrative purposes.
Compared with many peers, DKM is a relatively new SEC-registered adviser (initially registered in 2021; transitioned to SEC registration in April 2024) that manages roughly $317.8 million with three advisors. The brochure discloses several practice-specific features that may be uncommon among similar firms: the CEO is a CPA and a licensed (but currently inactive) insurance agent, the firm does not vote client proxies (clients receive proxy materials directly), it uses Schwab institutional services and benefits, and it maintains an active referral/Promoter compensation arrangement.
Client services
Expertise
Fee options
Financial consulting services annual fixed fee up to $15,000, typically billed quarterly in arrears; negotiable depending on scope and client circumstances.
$0 - $2,000,000: 1.00% annually $2,000,000+: 0.50% annually
Main office location
DKM Wealth Management, Inc.
10100 Trinity Parkway, Suite 450
Stockton CA 95219, United States
Number of offices
1
Most active in
California · Nebraska · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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