Dixon and Company Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$61,423,955
This total excludes 39 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
244
10% high-net worth
Total advisors
3
of 4 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
81
Average account size
$251,738
About
Dixon and Company Wealth Management is a small supported advisory firm that manages approximately $57.6 million for individual and high‑net‑worth clients. The firm provides discretionary portfolio management along with financial planning and short‑term financial coaching, advising across mutual funds, equities, fixed income, ETFs, real estate funds and options.
The firm documents client objectives in an Investment Policy Statement and typically manages accounts on a discretionary basis, employing fundamental, technical and cyclical analysis and a mix of long‑term and short‑term trading strategies, including options. It has also added third‑party analytical tools and AI to supplement research and administrative workflows, with advisor review of any output.
A notable distinction is that the firm’s advisors maintain insurance and broker‑dealer affiliations and offer commissionable insurance and variable insurance products, an outside business disclosed as a potential conflict of interest and not common among peers. Taken together with its use of options and short‑term trading, these affiliations mean clients should expect a mix of advisory and commissionable activities that the firm discloses and allows clients to accept or decline.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Financial coaching
Expertise
Options & derivatives strategies
Real estate investing
Charitable giving tax strategies
Cash flow / budgeting
Fee options
Comprehensive financial planning fees: $2,500 for net worth <$1M, $5,000 for $1M-$2.49M, $7,500 for $2.5M-$4.99M, $10,000 for $5M-$10M, 0.1% of net worth over $10M
$10,000 - $99,999: 1.30% for non-financial planning clients; 1.20% for financial planning clients $100,000 - $499,999: 1.25% for non-financial planning clients; 1.15% for financial planning clients $500,000 - $999,999: 1.10% for non-financial planning clients; 1.00% for financial planning clients $1,000,000+: 0.95% for non-financial planning clients; 0.85% for financial planning clients
Representatives may receive commissions for sale of securities and insurance products, but commissions are not the primary source of income
$200/hour for hourly financial planning with 1 hour minimum
Minimum fee: $100 annually for accounts between $5,000 and $10,000 Fee-only: Advisory fees charged as percentage of AUM or fixed fees for financial planning and coaching; commissions are secondary
Main office location
Dixon and Company Wealth Management, LLC
155 Sunnynoll Ct, Suite 101
Winston Salem NC 27106, United States
Number of offices
1
Most active in
Dixon and Company Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · North Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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