Dividend Assets Capital, LLC logo

Dividend Assets Capital, LLC

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Total assets under management

$620,050,580

Total clients

394

15% high-net worth

Total advisors

5

of 8 employees

Firm size

Team

4-10 advisors or $500M+ in AUM

Average clients per advisor

79

Average account size

$1,573,732

About

Dividend Assets Capital, LLC advises individuals (including high‑net‑worth clients) and a variety of institutional and entity clients, providing discretionary portfolio management, financial planning, and sub‑advisory services. The firm also acts as a portfolio manager for several wrap fee programs and offers life‑insurance consultation in coordination with an independent underwriter.

The firm’s investment process emphasizes dividend‑paying equities and midstream energy MLPs, using a defined “Master Universe” of companies with consistent dividend or distribution histories and offering strategies that include Dividend Growth, Sustainable Dividend Growth (ESG‑screened), and a North American Midstream Energy strategy. DAC customizes model portfolios for separate accounts, delivers model portfolios to SMA/UMA sponsors, and serves as sub‑adviser to the DAC 3D Dividend Growth ETF, which may trade alongside other managed accounts.

Several operational features distinguish DAC from many peer team firms: it serves as sub‑adviser to a registered investment company (the DAC 3D Dividend Growth ETF) and manages pooled vehicles and wrap program accounts, is registered as an insurance agency and shares commissions with an independent underwriter, and participates in the Cantor Fitzgerald Cash program via StoneCastle for which it receives a fee. The firm is employee‑owned through an ESOP structure (DACH) and provides institutional model delivery and sponsored client events, combining retail, institutional, and pooled‑vehicle relationships that are less typical for similarly sized advisor teams.

Client services

Financial planning Portfolio management Educational seminars or workshops

Fee options

Percentage

$0 - $2 million: 0.85% $2 million - $5 million: 0.70% $5 million - $10 million: 0.60% $10 million+: 0.50% $0 - $500,000: 0.40% $500,000 - $2 million: 0.30% $2 million - $4.5 million: 0.20%

Commissions

DAC may share commissions with an independent insurance underwriter for life insurance products

Project-based

Financial planning services charged at $200 to $500 per hour

Other

Account minimum: $500,000 Minimum fee: $1,500 minimum annual fee for separately managed fixed income accounts over $4.5 million Fee-only: Financial planning fees ranging from $200 to $500 per hour

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Main office location

Dividend Assets Capital, LLC

58 Riverwalk Blvd.

Ridgeland SC 29936-8126, United States

Number of offices

1

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