Diversified Global Investment Strategies, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$32,500,000
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
50
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$650,000
About
Diversified Global Investment Strategies, LLC serves individuals, business owners, qualified and non‑qualified retirement plans, trusts, and non‑profit organizations. The firm offers portfolio management (both discretionary and non‑discretionary), comprehensive financial and estate planning, and retirement‑plan consulting and benchmarking services.
DGIS follows a consultative, team‑based "Dynamic Management Process" that begins with client fact‑finding, produces tailored recommendations, implements strategies via Raymond James and partner platforms, and provides ongoing monitoring. The firm uses five strategic asset‑allocation models, favors tax‑efficient ETFs in non‑qualified accounts and mutual funds in qualified accounts, and operates both model‑based allocations and a concentrated 30–40 position Global Portfolio; historically a substantial portion of assets have been managed on a non‑discretionary basis (approximately $18M of $55M reported).
Notable features that distinguish DGIS from many peers include the principal’s dual role as a registered representative of Raymond James Financial Services and as a licensed insurance agent, meaning clients may access commissionable brokerage and insurance products in addition to advisory services. The firm sponsors the Ambassador asset‑based (wrap) program, provides access to separately managed accounts through Raymond James/RJCS, and places emphasis on retirement‑plan work and participant education, including periodic seminars and workshops through its RPAG affiliation.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Retirement income strategy
Wealth management
Options & derivatives strategies
Business ownership considerations
Charitable giving & philanthropy
Occupation focus
Founder/Business Owner
Retired
Self-Employed
Fee options
Fixed fees for financial plans from $1,000 to $15,000 depending on complexity
$0 - $1,000,000: 2.25% annually $1,000,000 - $2,000,000: 2.00% annually $2,000,000 - $5,000,000: 1.75% annually $5,000,000 - $10,000,000: 1.50% annually $10,000,000+: 1.25% annually
Commissions for securities transactions and insurance products separate from advisory fees
Hourly rates from $250 to $350 for financial planning services
Account minimum: $500,000 Fee-only: Hourly fees from $250 to $350; Fixed fees from $1,000 to $15,000 (both negotiable)
Main office location
Diversified Global Investment Strategies, LLC
3 Office Park Circle, Suite 240
Birmingham AL 35223, United States
Number of offices
1
Most active in
Diversified Global Investment Strategies, LLC has reported serving >5 clients in these states in the last 12 months.
Alabama · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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