Diversey Capital, LLC logo

Diversey Capital, LLC

Updated today

Client assets under management

$3,000,000

Clients

10

0% high-net worth

Advisors

1

of 1 employees

Firm type

Independent

1 advisor

Clients per advisor

10

Low

Average account size

$300,000

About

The firm provides discretionary portfolio management and financial planning and consulting services to mid‑ to high‑net‑worth individuals as well as related entities such as trusts, estates, and closely held businesses. It generally requires a minimum account size and does not position its services toward non‑high‑net‑worth retail individual clients.

Its investment process emphasizes time horizon and diversification, matching short‑ and intermediate‑term needs to cash and bond exposure while directing longer‑term assets to growth‑oriented equity allocations using mutual funds and ETFs and proprietary analytical tools to select managers. The firm also offers a stand‑alone absolute‑return multi‑strategy program (DCM Strategy) that employs long and short positions, including option instruments, and is offered under a performance‑based fee arrangement; that strategy is not intended to be tax‑efficient.

Notable distinctions include that the firm’s principal maintains an active state managing broker real estate license, an uncommon outside business activity for independent advisers of this size. The adviser does not sell insurance or receive commissions, does not participate in wrap programs, and limits its services to discretionary management with periodic client reviews.

Client services

Financial planning Portfolio management

Expertise

Options & derivatives strategies College savings (529s, UTMA, etc.) General estate planning guidance Income planning

Occupation focus

Founder/Business Owner

Fee options

Percentage

$0 - $500,000: 1.00% $500,001 - $2,500,000: 0.75% $2,500,001 - $5,000,000: 0.60% $5,000,001+: 0.50%

Project-based

$500 per hour for investment advisory and financial planning services

Performance-based

20% of the monthly net gain for DCM Strategy, a stand-alone discretionary asset management program

Other

Account minimum: $250,000

Main office location

Diversey Capital, LLC

Chicago IL, United States

Number of offices

0

Most active in

Illinois

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Warmer team member

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