Diversey Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,000,000
Clients
10
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$300,000
About
The firm provides discretionary portfolio management and financial planning and consulting services to mid‑ to high‑net‑worth individuals as well as related entities such as trusts, estates, and closely held businesses. It generally requires a minimum account size and does not position its services toward non‑high‑net‑worth retail individual clients.
Its investment process emphasizes time horizon and diversification, matching short‑ and intermediate‑term needs to cash and bond exposure while directing longer‑term assets to growth‑oriented equity allocations using mutual funds and ETFs and proprietary analytical tools to select managers. The firm also offers a stand‑alone absolute‑return multi‑strategy program (DCM Strategy) that employs long and short positions, including option instruments, and is offered under a performance‑based fee arrangement; that strategy is not intended to be tax‑efficient.
Notable distinctions include that the firm’s principal maintains an active state managing broker real estate license, an uncommon outside business activity for independent advisers of this size. The adviser does not sell insurance or receive commissions, does not participate in wrap programs, and limits its services to discretionary management with periodic client reviews.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
College savings (529s, UTMA, etc.)
General estate planning guidance
Income planning
Occupation focus
Founder/Business Owner
Fee options
$0 - $500,000: 1.00% $500,001 - $2,500,000: 0.75% $2,500,001 - $5,000,000: 0.60% $5,000,001+: 0.50%
$500 per hour for investment advisory and financial planning services
20% of the monthly net gain for DCM Strategy, a stand-alone discretionary asset management program
Account minimum: $250,000
Main office location
Diversey Capital, LLC
Chicago IL, United States
Number of offices
0
Most active in
Diversey Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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