D
Disciplined Portfolio Solutions LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$200,983,674
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
58
57% high-net worth
Advisors
1
of 1 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
58
TypicalAverage account size
$3,465,236
About
Disciplined Portfolio Solutions LLC manages approximately $230.7 million for 58 clients, primarily individuals and high-net-worth individuals, and also serves pension plans and corporate entities. The firm provides ongoing investment supervisory services and complimentary financial planning, documenting client goals and risk tolerance in an Investment Policy Statement.
The firm’s process combines charting, fundamental, technical, and cyclical analysis to build portfolios and uses a range of strategies including long- and short-term trading, short sales, margin transactions, and options writing. DPS reports most assets as non-discretionary ($198,855,960 non-discretionary vs. $31,863,725 discretionary as of December 2025), so clients commonly retain final trading authority while the adviser implements agreed plans and may take discretionary authority when authorized.
Compared with peers, DPS is notable for its high assets-per-advisor level (over $200 million of AUM per advisor) and for operating with a predominantly non-discretionary asset base, a combination that is uncommon among similar firms. The firm also requires use of its recommended custodian, aggregates block trades, receives research/soft-dollar services from the custodian, and conducts at least monthly account reviews by its designated reviewer.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
$0 - $1,000,000: 0.75% $1,000,001 - $3,000,000: 0.65% $3,000,001+: 0.50%
Main office location
Disciplined Portfolio Solutions LLC
Leland NC, United States
Number of offices
2
Most active in
Disciplined Portfolio Solutions LLC has reported serving >5 clients in these states in the last 12 months.
Florida · New York · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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