Dirigo Private Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$24,800,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
36
25% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
36
Average account size
$688,889
About
Dirigo Private Wealth is an independent, single-advisor registered investment adviser that serves individual investors, high-net-worth individuals, and retirement plans. The firm provides discretionary portfolio management, financial planning (both included in asset-based management and available as standalone engagements or monthly retainers), sub‑advisory services to other advisors, and may recommend annuity products.
The firm’s sole adviser customizes portfolios using a percentile-based asset allocation framework and employs both fundamental and technical analysis, generally favoring longer-term holdings while allowing shorter-term trades for rebalancing or tactical needs. DPW may also recommend unaffiliated independent managers for portions of client portfolios and conducts initial and ongoing oversight and due diligence to align those managers with client objectives.
Unlike many peers, DPW regularly organizes educational seminars and events and charges separate admission fees to attendees, with the firm disclosing it may receive compensation for those events. The firm manages roughly $24.8 million for 36 clients, requires clients to establish accounts at its recommended qualified custodian, and provides sub‑advisory and annuity-related services that can create compensation streams separate from its asset-based advisory fees.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Sub-advisor services to other ia firms
Expertise
Annuities
Fee options
$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.85% $3,000,001+: Negotiable
Compensation for purchase of annuity products as determined by the issuing company; DPW does not receive commissions for securities transactions except annuities
Monthly retainer fees for stand alone financial planning services, amount determined case-by-case
Fee-only: Stand alone financial planning fees charged as a one-time fee or monthly retainer, amount determined on case-by-case basis
Main office location
Dirigo Private Wealth
7501 Oak Haven Trace
Nashville TN 37209, United States
Number of offices
1
Most active in
Dirigo Private Wealth has reported serving >5 clients in these states in the last 12 months.
Louisiana · Tennessee · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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