Dirigo Investment Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,388,618
Clients
5
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
Very LowAverage account size
$477,724
About
Dirigo Investment Advisors, LLC provides discretionary and non‑discretionary portfolio management and financial planning to individuals and certain institutional clients, including charitable organizations and endowments. The firm reports $2.84 million in discretionary assets under management and delivers advice through customized portfolios or firm-developed model portfolios.
The advisory process begins with gathering client objectives and risk tolerance, and includes ongoing monitoring and rebalancing; clients receiving portfolio management may also receive complimentary financial planning. The brochure discloses a broad toolkit of strategies and instruments — including margin transactions, short sales, option writing, warrants, and investments in limited partnerships and REITs — indicating the firm may use borrowing and derivatives as part of its account strategies.
Dirigo operates as a single-advisor, small‑AUM practice with a very limited client roster, which contrasts with larger independent firms. The firm’s chief investment professional also holds an MS in Accountancy and concurrently serves in corporate finance roles (controller/CFO) at other businesses, and that accounting background together with the explicit use of margin and options are distinguishing features relative to many peers.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Real estate investing
Fee options
Fixed fees for financial planning services; negotiable depending on scope and complexity.
$0 - $99,999: 1.50% $100,000 - $999,999: 1.25% $1,000,000+: 1.00%
$300 per hour for ad hoc financial consulting work.
Account minimum: No minimum stated; however, the firm may terminate accounts that fall below a minimum size deemed too small to manage effectively. Fee-only: Fee only; no commissions or other compensation received by the firm.
Main office location
Dirigo Investment Advisors, LLC
2001 Wilshire Blvd Ste 401
Santa Monica CA 90403, United States
Number of offices
1
Most active in
Dirigo Investment Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
California · Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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