Dirigo Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$41,002,194
Total clients
49
31% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
49
Average account size
$836,779
About
Dirigo Financial provides discretionary asset management and financial planning services to individual and high-net-worth clients and also offers consulting to pension and other employee benefit plans, including 401(k) plans. The firm manages custodial accounts across stocks, bonds, mutual funds, and exchange-traded funds while offering written financial plans and ongoing planning follow-ups.
The firm’s investment approach emphasizes fundamental analysis and a long-term strategy, with accounts reviewed at least annually and adjustments made to reflect client goals, risk tolerance, and changing circumstances. Financial planning and broader consulting (retirement, tax considerations, insurance, cash flow, and estate-related topics) are integrated into the advisory process and revisited through scheduled meetings and communications.
Notably, Dirigo Financial is newly licensed and has added pension consulting to its service mix—preparing written pension consulting plans, recommending and monitoring money managers, and advising on other plan service providers—which is less common among similar independent advisers. The firm relies on a major qualified custodian and related institutional support for trade execution, custody, and third-party reporting to administer client accounts.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
General tax planning
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Business Financial Management
Fee options
$0 - $499,999: 1.00% $500,000 - $1,250,000: 0.75% $1,250,001 - $3,000,000: 0.50% $3,000,001+: 0.35%
$250 per hour for financial planning and pension consulting services, billed quarterly in advance.
Fee-only: Financial planning services at $250 per hour, billed quarterly in advance, fees not negotiable.
Main office location
Dirigo Financial LLC
North Berwick ME, United States
Number of offices
1
Most active in
Dirigo Financial LLC has reported serving >5 clients in these states in the last 12 months.
Maine · New Hampshire · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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