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DiPaolo Financial Group, Inc.

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Client assets under management

$167,978,157

Clients

408

18% high-net worth

Advisors

4

of 9 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

102

High

Average account size

$411,711

About

DiPaolo Financial Group provides advisory services to individual and high‑net‑worth clients, offering discretionary portfolio management, ongoing financial planning, and coordination of estate‑planning work. The firm prepares an Investment Policy Statement for each client and also offers tax consulting and preparation services to clients, with those services billed separately.

The firm constructs portfolios primarily using exchange‑traded funds with cash allocations and, when appropriate, individual stocks, bonds, structured notes, annuities, and non‑U.S. securities, applying cyclical analysis and modern portfolio theory. DFGI generally manages accounts on a discretionary basis, documents risk tolerance in client IPSs, uses both long‑ and short‑term trading, and provides educational guidance on digital assets without facilitating or custodializing client crypto holdings.

Compared with many peers, DFGI regularly hosts free public informational workshops and provides tax preparation/consulting and estate‑planning coordination that may involve third‑party specialists—services that are less common among team firms. The firm maintains client accounts at Schwab Institutional, may receive research or other custodian‑provided benefits, and does not aggregate block trades for multiple client accounts, which can affect execution practices.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Annuities

Fee options

Fixed

Estate planning services charged as flat fees, disclosed in Third-Party Services Agreement

Percentage

$0 - $250,000: 1.10% $250,001 - $500,000: 1.05% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.90%

Other

Fee-only: Fixed fees between $1,200 and $5,000, paid monthly in arrears for ongoing financial planning services

Main office location

DiPaolo Financial Group, Inc.

4635 Van Dyke Road

Lutz FL 33558, United States

Number of offices

2

Most active in

Florida · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Khaled H

Series 65

Lutz, FL

DiPaolo Financial Group, Inc.

Khaled Hassan is a financial advisor at DiPaolo Financial Group, Inc. with one year of industry experience. He holds a Series 65 license and previously worked for KMH Automotive Consulting for 14 years. DiPaolo Financial Group provides portfolio management and financial planning services to individual and high-net-worth clients, utilizing a range of investment strategies including ETFs, stocks, bonds, and annuities. The firm also offers estate-planning coordination, retirement and college planning, tax consulting, and hosts free informational workshops.

Annuities
user avatar

Nicole M

Series 66

Lutz, FL

DiPaolo Financial Group, Inc.

Nicole Mitela is a financial advisor at DiPaolo Financial Group, Inc. with five years of industry experience. She holds the Series 66 designation and previously worked at Morgan Stanley. DiPaolo Financial Group provides portfolio management and financial planning services to individual and high-net-worth clients, utilizing investment strategies that incorporate ETFs, individual securities, and structured products. The firm also offers estate-planning coordination, retirement and college planning, and tax consulting services, with an investment approach that includes cyclical analysis and modern portfolio theory.

Annuities
user avatar

Anthony D

CFP®

Lutz, FL

DiPaolo Financial Group, Inc.

Anthony Dipaolo is a CFP® professional with four years of industry experience, currently serving at DiPaolo Financial Group, Inc. He has also worked at Advisor's Choice Lending and spent two years at the University of South Florida. Outside of his advisory work, he is engaged as a mortgage broker receiving commissions per loan. DiPaolo Financial Group provides ongoing portfolio management and financial planning services to individual and high-net-worth clients, utilizing investment strategies that incorporate ETFs, individual securities, structured notes, and annuities. The firm emphasizes a disciplined investment process with regular portfolio monitoring, estate-planning coordination, and additional services such as tax consulting and preparation.

Annuities
user avatar

Joseph D

CFP®, ChFC®, Series 65

Lutz, FL

DiPaolo Financial Group, Inc.

Joseph Dipaolo is a financial advisor with DiPaolo Financial Group, Inc. in Lutz, Florida, holding CFP® and ChFC® designations and the Series 65 license, with 14 years of industry experience. He has worked at J.W. Cole Advisors, Inc. and Global Financial Private Capital, LLC, and has been affiliated with DiPaolo Financial Group since 2007. Outside of advising, he serves as president of the North Tampa chapter of the Society for Financial Awareness and is CEO of Advisors Choice Lending, Inc., a mortgage lending company. DiPaolo Financial Group provides portfolio management and financial planning services to individual and high-net-worth clients, employing a range of investment strategies including ETFs, stocks, bonds, and annuities. The firm offers coordinated estate planning, retirement and college planning, and tax consulting, and emphasizes ongoing client communication and regular portfolio reviews.

Annuities
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