D
Diegelman Capital Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,626,000
Total clients
24
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
24
Average account size
$234,417
About
Diegelman Capital Advisors provides ongoing portfolio management and financial planning to individual clients, including both typical retail households and clients identified as high‑net‑worth. The firm prepares an Investment Policy Statement for each client and offers advice across a range of securities, including mutual funds, fixed income, real‑estate funds (including REITs), annuities, ETFs (including precious‑metal ETFs), commodities and options.
The firm’s investment process combines cyclical, fundamental, quantitative and technical analysis within a modern‑portfolio framework and may employ long‑term, short‑term and options trading strategies. It generally seeks discretionary trading authority, documents risk tolerance and time horizon in each client’s IPS, and reviews accounts at least quarterly with reporting provided via the custodian.
Notable features compared with many peers include a requirement that clients custody assets with a specific custodian (Charles Schwab Advisor Services) and disclosure that the firm may receive research or other soft‑dollar benefits from that custodian. The firm manages all client assets internally rather than selecting third‑party managers and discloses use of higher‑risk instruments such as uncovered options and commodities, which may be less common for advisers of this size.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Real estate investing
Annuities
Fee options
0.90% annually
Between $95 and $200 per hour
Main office location
Diegelman Capital Advisors
Ventura CA, United States
Number of offices
1
Most active in
Diegelman Capital Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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