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Diccianni Financial Group, Inc.

Updated today

Client assets under management

$124,780,065

Clients

316

14% high-net worth

Advisors

2

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

158

Very High

Average account size

$394,874

About

Diccianni Financial Group provides investment advisory services to individuals, high‑net‑worth clients, and pension plans through wealth management, tax planning, and estate planning engagements. The firm offers discretionary portfolio management and, for assets held at DFG, provides estate settlement assistance at no additional charge.

The firm's investment approach centers on a strategic asset allocation with passively‑managed index and exchange‑traded funds as the core holdings, supplemented by individual equities and actively‑managed funds where opportunities arise, and portfolios are globally diversified. Client programs are documented in an Investment Policy Statement and, where engaged, managed on a discretionary basis with ongoing monitoring and rebalancing.

Advisors at Diccianni Financial Group also serve as registered representatives of Leigh Baldwin & Company and are licensed insurance agents, a dual role disclosed in the brochure that can result in commission‑based recommendations alongside fee‑based advisory services. The firm also combines assets held in its broker‑dealer capacity with advisory assets when determining advisory fee breakpoints (labeling those holdings “non‑billable”), and it transitioned from state to SEC registration on July 1, 2025.

Client services

Financial planning Portfolio management

Expertise

Wealth management Annuities

Fee options

Percentage

$500,000 - $1,000,000: 1.15% $1,000,001 - $2,000,000: 1.05% $2,000,001 - $3,000,000: 0.95% $3,000,001 - $5,000,000: 0.90% $5,000,000 - $10,000,000: 0.80% Above $10,000,000+: 0.75%

Commissions

Registered representatives earn commissions on securities and insurance products sold, separately from advisory fees

Other

Account minimum: $500,000 Minimum fee: $2,000 per annum minimum fee may be imposed

Main office location

Diccianni Financial Group, Inc.

333 West Germantown Pike

East Norriton PA 19403, United States

Number of offices

1

Most active in

Nebraska · New Jersey · North Carolina · Pennsylvania

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Luc L

Series 63, Series 65

East Norriton, PA

Diccianni Financial Group, Inc.

Luc Lawson is a financial advisor with Diccianni Financial Group, Inc., holding Series 63 and Series 65 licenses and four years of industry experience. He has worked at Diccianni Financial Group since 2020 and concurrently at Leigh Baldwin & Co., LLC since 2020. Lawson's prior experience includes roles at 1847 Financial, IntePros Consulting, Medi-Dose Inc, and Indiana University of PA. He is also involved in life, accident, and health insurance activities outside of investment advisory. Diccianni Financial Group provides personalized wealth management, tax planning, and estate planning services to individuals, high-net-worth clients, and certain pension plans. The firm employs a strategic asset allocation approach using passive index funds and ETFs alongside select equities and actively managed funds, with portfolios monitored quarterly and tax considerations integrated into planning.

Wealth management Annuities
user avatar

Cynthia D

ChFC®, Series 63, Series 65

East Norriton, PA

Diccianni Financial Group, Inc.

Cynthia Diccianni is a financial advisor at Diccianni Financial Group, Inc. with 26 years of industry experience. She holds the ChFC® designation and Series 63 and 65 licenses. Prior to founding her firm in 2012, she has also been associated with Leigh Baldwin & Co., L.L.C. since 2001. She serves as vice chair of the Montgomery County Foundation, a nonprofit organization. Diccianni Financial Group provides personalized wealth management, tax planning, and estate planning services to individuals, high-net-worth clients, and certain pension plans. The firm employs a strategic asset allocation approach using passively managed index funds and ETFs, supplemented by select individual equities and actively managed funds, with portfolios that are globally diversified and regularly monitored.

Wealth management Annuities
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