D
Diamond Investment Management Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,643,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
126
10% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
126
Very HighAverage account size
$195,579
About
Diamond Investment Management Services, LLC provides ongoing discretionary portfolio management and investment supervisory services to individual and high‑net‑worth clients, documenting each relationship with an Investment Policy Statement that covers income, taxes, time horizon, and risk tolerance. The firm also assists clients by selecting and referring assets to third‑party money managers and may delegate active management to independent managers under supervisory oversight.
DIMS bases its analysis on fundamental research and implements a range of strategies tailored to client objectives, with documented discretionary authority to execute trades on behalf of clients. The firm uses both long‑ and short‑term trading approaches and may employ short sales, margin transactions, mutual funds, ETFs, REITs, fixed income and other securities, while monitoring performance and asset allocation on an ongoing basis.
Compared with many solo independent advisers, DIMS maintains disclosed fee‑sharing relationships with named third‑party managers (Focus Point Solutions, Morningstar Investment Services, Inc., and Ken Roberts Investment Management, Inc.) and receives compensation for directing clients to those managers, a structure the brochure identifies as a potential conflict that the firm manages through disclosure and supervision. The firm also requires clients to use its recommended custodian (Charles Schwab Advisor Services), conducts at least annual reviews of accounts by its sole reviewer, and operates with no account minimum.
Client services
Portfolio management
Selection of other advisers
Expertise
Active portfolio management
Concentrated stock management
Fee options
$1 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $999,999: 1.10% $1,000,000+: 1.00%
Fee-only: 1.00% to 1.50% annually, negotiable depending on client needs and complexity; fees paid quarterly in arrears
Main office location
Diamond Investment Management Services, LLC
Arlee MT, United States
Number of offices
1
Most active in
Diamond Investment Management Services, LLC has reported serving >5 clients in these states in the last 12 months.
Montana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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