Diablo Vista Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$90,180,218
Total clients
0
Total advisors
2
of 2 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Diablo Vista Capital acts as the general partner and investment manager to a private pooled investment fund, overseeing roughly $90 million in assets on behalf of qualified investors. The firm concentrates on managing pooled vehicles rather than providing individualized advisory services to retail clients.
The adviser emphasizes equity-focused strategies across micro-, small- and mid-cap securities while also investing in fixed income, ETFs, derivatives and options, using both fundamental and technical analysis. Portfolio management is discretionary and active — the firm employs long and short positions, margin, day trading and other trading techniques and typically reinvests proceeds rather than making routine cash distributions to investors.
Distinctive aspects include the firm’s sale of proprietary trade and investment data to a non-advisory third party and its use of soft-dollar arrangements through its prime broker to obtain research and market data, arrangements that can affect broker selection. The fund restricts investor eligibility to maintain private-fund status and operates with broad investment discretion alongside a performance-based compensation arrangement tied to the fund’s net profits.
Client services
Expertise
Fee options
20% of Net New Profit (performance allocation)
Account minimum: $500,000
Main office location
Diablo Vista Capital, LLC
Danville CA, United States
Number of offices
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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