DIA LLC

DM Income Advisors, LLC acts as a solicitor that introduces accredited and high-net-worth investors — including individuals, foundations, endowments and pension plans — to third‑party asset managers for investment management. The firm does not manage client assets itself but focuses on client solicitation and relationship management for the managers with which it has contractual arrangements.

When clients are introduced, DM Income Advisors, LLC works with the client and the designated manager to establish investment objectives and asset allocation guidelines; the manager is typically engaged to provide discretionary portfolio management that emphasizes tax‑exempt bonds alongside equity selections. The firm reviews the manager’s practices with both the manager and clients on an ongoing basis and facilitates client reporting and account documentation, but does not construct or trade client portfolios.

What distinguishes the firm from many peers is its business model and niche focus: it is compensated by the asset managers it recommends rather than by charging clients direct percentage‑of‑assets advisory fees, and it does not itself provide portfolio management services to individual accounts. The managers DM Income introduces concentrate on originated, tax‑exempt municipal bonds — including offerings where in‑house diligence fees may be incorporated into pricing — and the firm’s principals bring atypical experience for an advisory solicitor, including backgrounds in securitized products markets and in financial investigations/anti‑money‑laundering work.