DFW Wealthcare Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,305,297
Clients
12
8% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$442,108
About
DFW Wealthcare Advisors is a fee‑based financial planning and investment management firm that primarily serves individual clients and retirement plans. The firm offers discretionary and non‑discretionary portfolio management, financial planning and consulting, insurance product sales, and ERISA plan services including limited‑scope 3(21) fiduciary advice to plan sponsors.
Portfolios are built using fundamental analysis and Modern Portfolio Theory and are subject to ongoing monitoring and periodic (typically quarterly) reviews. The firm may engage sub‑advisors and third‑party managers (for example, Nepsis Capital Management, Q3 Asset Management, and Flexible Plan Investments) and acts as a liaison to those managers, monitoring performance and delivering required disclosures to clients.
What is noteworthy is that the firm is a sole‑practitioner practice whose owner also operates an insurance agency and maintains a CPA/college‑funding practice, dedicating a material portion of time to those activities and selling insurance for commission—a relationship the brochure discloses as a potential conflict of interest. The combination of small scale (single advisor), formal ERISA 3(21) pension consulting services, insurance broker activities, and use of sub‑advisors/TPM referral arrangements distinguishes the firm from many independent peers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
General retirement planning
Retirement income strategy
College savings (529s, UTMA, etc.)
Occupation focus
Retired
Founder/Business Owner
Fee options
Financial planning flat fees ranging from $750 to $9,500; consultation flat fees specified in contract
$0 - $250,000: 2.00% annually $250,001 - $500,000: 1.75% annually $500,001 - $1,000,000: 1.50% annually $1,000,001 - $5,000,000: 1.25% annually $5,000,001+: 1.00% annually
Insurance products sold separately on a commission basis (not included in advisory fees)
Consulting services at $250/hour, negotiable
Fee-only: Financial planning flat fees between $750 and $9,500; Consulting fees $250/hour, negotiable
Main office location
DFW Wealthcare Advisors, LLC
Euless TX, United States
Number of offices
1
Most active in
DFW Wealthcare Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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