Desimone Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$74,025,950
Clients
112
17% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
112
Very HighAverage account size
$660,946
About
DeSimone Investments, LLC provides portfolio management and financial planning to individual, retirement and trust clients, and specifically lists retirement planning and IRA/401(k) rollovers among its services. Services are delivered under written advisory agreements for separate accounts custodied at qualified custodians.
The firm uses both fundamental and technical analysis to build and manage portfolios, actively buying, selling, reinvesting or holding securities and offering discretionary management on a continuous basis. Financial planning is offered in modular or comprehensive formats and is provided at no additional fee to portfolio management clients, with the advisor conducting regular reviews and client consultations.
Distinctive elements in the brochure include explicit disclosure that the firm employs derivatives such as stock options in managed accounts and cautions that option strategies can carry risks that exceed those of the underlying securities; the brochure also highlights pension- and retirement-related consulting as a specific service area. The firm custodies client accounts at Interactive Brokers and describes access to institutional trading and custody services—arrangements the brochure links to broader execution and product capabilities that can, in certain strategies, support borrowing or margin-like features in separately managed accounts.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Income planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
$250 minimum to $1,000 maximum for financial planning services, fees are negotiable
$0 - $499,999: 1.25% $500,000 - $999,999: 1.10% $1,000,000+: 1.00%
Account minimum: $500,000
Main office location
Desimone Investments, LLC
North Brunswick NJ, United States
Number of offices
1
Most active in
Desimone Investments, LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")