D

Derks Financial, LLC

Updated today

Client assets under management

$77,000,000

Clients

275

15% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

138

Very High

Average account size

$280,000

About

Derks Financial serves individual and high‑net‑worth clients as well as pension and profit‑sharing plans, providing ongoing portfolio management and financial planning services. The firm manages about $80 million for roughly 275 clients through two advisors and documents client goals and risk tolerance in an Investment Policy Statement for each account.

The firm combines fundamental and technical analysis and uses both long‑ and short‑term trading strategies, offering discretionary and non‑discretionary management. Investment types include mutual funds, equities, fixed income (including TIPS), ETFs (including precious‑metal sector ETFs), annuities and other insurance products, non‑U.S. securities, venture capital funds and private placements, and the firm requires custody through Schwab Institutional.

Compared with many peers, Derks Financial advertises third‑party ratings and has an affiliation with an insurance company while also describing insurance products such as variable annuities in its brochure. The firm’s principal also operates a separate tax and accounting business (Derks Tax & Accounting), devoting specified monthly hours to that practice and deriving a portion of compensation from it, which may provide closer integration of tax and investment advice than is typical for firms of this size.

Client services

Portfolio management

Expertise

Annuities

Fee options

Percentage

1.00% annually

Main office location

Derks Financial, LLC

4959 Ne Goodview Cir, Suite A

Lees Summit MO 64064, United States

Number of offices

1

Most active in

Kansas · Missouri · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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