Denver PWM, LLC

Denver PWM is a team-based registered investment adviser managing roughly $524 million for about 200 client relationships. The firm provides discretionary investment management, comprehensive and limited-scope financial planning, consulting, and employer‑sponsored retirement plan advisory services, including 3(38) fiduciary plan‑level management.

The firm’s investment process emphasizes strategic asset allocation, diversification across ETFs, mutual funds, fixed income and alternatives, periodic rebalancing, and a mix of fundamental and technical analysis; it typically seeks institutional share classes when available and monitors portfolios at least quarterly. Denver PWM uses third‑party platforms for portfolio administration and reporting and may manage held‑away retirement accounts through a linking/rebalancing service, while custodian relationships and trading arrangements are disclosed to clients.

Compared with many peers, the brochure discloses that Denver PWM uses testimonials, endorsements, and third‑party ratings in its advertising and that some advisory personnel are CPAs who provide separate tax and accounting services for additional compensation. The firm also discloses these non‑advisory activities and platform arrangements as potential sources of conflicts of interest and describes policies intended to address them.