Dentist Exit Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,000,000
Clients
9
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
Very LowAverage account size
$444,444
About
The firm provides investment advisory and financial planning services to individuals and high‑net‑worth clients, with a practice branded toward dental-practice clients and exit planning. Services include portfolio management, comprehensive financial planning (tax planning, retirement and estate planning), and ongoing retainer consulting for clients who want continuous planning support.
Advice is tailored to each client’s financial situation, risk tolerance and time horizon, and accounts are reviewed at least quarterly. The firm implements strategies directly and by recommending third‑party managers and platforms — notably AssetMark and a discretionary wrap/transaction‑free platform through Altruist — and typically uses mutual funds and ETFs as core investments while integrating tax considerations into ongoing work.
What distinguishes the firm from many peers is its explicit focus on dental practice issues combined with an insurance affiliate that offers commissionable products, a disclosed potential conflict of interest. The firm also serves pension and profit‑sharing plan clients, acts as a solicitor for third‑party managers, sponsors a wrap‑fee program, and runs client workshops and seminars, features that are less common among independent advisers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Tax planning
Expertise
Business exit / sale strategy
Tax strategies for small businesses
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Dentist
Founder/Business Owner
Fee options
Fixed fees from $500 to $2,000 per project
1.50% annually
$250 - $500 per hour
Monthly retainer fees ranging from $400 to $1,000
Account minimum: $100,000 Fee-only: Hourly fees range from $250 - $500 per hour; Fixed fees range from $500 to $2,000 per project
Main office location
Dentist Exit Planning
6500 University Avenue, Suite 100
Windsor Heights IA 50324, United States
Number of offices
1
Most active in
Dentist Exit Planning has reported serving >5 clients in these states in the last 12 months.
Iowa
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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