D
Dennis Capital Management, L.L.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$26,400,000
Clients
70
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
70
Very HighAverage account size
$377,143
About
Dennis Capital Management, L.L.C. is an independent, single-advisor investment advisory firm that serves primarily individual clients, managing about $26.4 million across roughly 70 relationships. The firm provides portfolio management and ongoing investment advisory services, typically under a percentage-of-assets fee arrangement.
The firm's Form ADV describes its methods of analysis, investment strategies and the risks of loss, and it documents periodic account reviews and discretion to implement investment decisions when appropriate. Custody arrangements and account oversight procedures are addressed in the brochure, reflecting the firm's approach to ongoing client service and recordkeeping.
Noteworthy items in the brochure include disclosures on performance-based fees and side-by-side management and on other financial industry activities and affiliations, topics that are less common among small, solo advisers serving individual clients. Given its asset base and client count, Dennis Capital’s average assets under management per client is relatively high for a solo practice, which may influence the level and customization of services offered.
Client services
Portfolio management
Fee options
Main office location
Dennis Capital Management, L.L.C.
20 W 9 Th Street
Cincinnati OH 45202, United States
Number of offices
1
Most active in
Dennis Capital Management, L.L.C. has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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