D
Delta Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$363,450,230
This total excludes 7 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
34
100% high-net worth
Advisors
1
of 2 employees
Firm type
Team
4-10 advisors or $500M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
34
LowAverage account size
$10,689,713
About
Delta Wealth Management provides discretionary wealth management and portfolio management services to individuals and families, including trust assets, retirement plans, private foundations and donor-advised funds. The firm typically advises clients with multi-million-dollar portfolios and recommends a substantial account balance to initiate a relationship.
The firm employs a five-step portfolio management process—analyze current position, design alternative portfolios, formalize an investment policy, implement the policy, and monitor and supervise—and emphasizes fundamental analysis and a long-term focus on real rates of return after taxes and inflation. Portfolios are diversified across cash, fixed income, equities, mutual funds, real estate, gold, commodities and futures, and the firm may refer portions of assets to unaffiliated third‑party managers or tailor holdings to social or environmental restrictions.
Noteworthy for a firm in the “team” category, Delta operates as a solo practitioner while managing over $500 million in discretionary assets, resulting in an unusually high AUM-per-advisor ratio compared with peers. The firm also limits relationships to discretionary accounts, works with complex account types (foundations and donor-advised funds), and uses a single custodian relationship for trade execution and institutional support while charging percentage-of-AUM advisory fees.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
ESG / Sustainable investing
Fee options
$0 - $5,000,000: 0.50% Above $5,000,000+: 0.25% Any amount for Private Foundations and Donor-Advised Funds+: 0.10%
Account minimum: $2,000,000 Minimum fee: $2,500 quarterly minimum fee Fee-only: Advisory fees based on assets under management; no commissions
Main office location
Delta Wealth Management
Granite Bay CA, United States
Number of offices
1
Most active in
Delta Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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