Delta Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Delta Capital Management is a recently registered, sole‑proprietor advisory firm that provides ongoing financial planning to individuals, high‑net‑worth households, and businesses. The firm offers subscription planning tiers that deliver comprehensive written or electronic plans, investment recommendations for employer retirement accounts, rebalancing advice, and periodic meetings, but it does not manage client assets or participate in wrap fee programs.
Clients receive quarterly check‑ins and an annual full review, with planning that can include budgeting, student loan and annuity planning, tax‑aware strategies in coordination with the client’s tax professional, and estate‑document coordination with the client’s attorney. The firm operates as a fee‑only planner that does not accept commissions, performance‑based fees, custody of client funds, or exercise investment discretion on client accounts.
Notably, the firm uses fixed monthly subscription fees paid in arrears rather than percentage‑of‑AUM billing, an approach that is uncommon among firms in this category. The adviser is a sole owner who devotes significant time to another full‑time occupation (teaching, approximately 70% of trading‑hour time), the firm reports no related parties or outside compensation, and it has no history of disciplinary disclosures.
Client services
Financial planning
Expertise
General retirement planning
Annuities
College savings (529s, UTMA, etc.)
Student loan debt
Fee options
Fee-only: Starter: $150/month in arrears; Wealth Builder: $275/month in arrears; Legacy Builder: $400/month in arrears
Main office location
Delta Capital Management
Lodi CA, United States
Number of offices
1
Most active in
Delta Capital Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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