Del-Sette Capital Management, LLC logo

Del-Sette Capital Management, LLC

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Total assets under management

$192,533,425

Total clients

240

23% high-net worth

Total advisors

5

of 8 employees

Firm size

Team

4-10 advisors or $500M+ in AUM

Average clients per advisor

48

Average account size

$802,223

About

Del-Sette Capital Management is an SEC-registered advisory firm that serves individuals, high‑net‑worth clients, trusts and estates with discretionary investment management and financial planning. The firm also provides related services including tax preparation support, insurance consulting through a third‑party platform, donor‑advised fund administration, and facilitation of estate‑document preparation via an external technology provider.

The firm constructs customized, generally long‑term portfolios that rely primarily on low‑cost mutual funds and ETFs, with individual equities used as needed, and provides ongoing portfolio construction, monitoring and rebalancing on a discretionary basis. Del‑Sette combines fundamental, technical and cyclical analysis — including the use of Point & Figure charting from an external research provider — to guide asset allocation and trading decisions.

Noteworthy features include a small multi‑advisor team managing roughly $192.5 million for about 240 clients while offering no‑fee educational workshops and seminars, a practice the brochure highlights as not common among peers. The firm also leverages third‑party platforms in its service model, acting as an approved advisory manager on Schwab Charitable for donor‑advised funds and partnering with a third‑party estate‑planning technology provider to assist clients with document preparation.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

General retirement planning

Fee options

Fixed

Financial Planning standalone service minimum fee of $5,000; Wealth.com estate planning service flat project fee of $1,000 for clients not meeting $700,000 AUM threshold.

Percentage

$0 - $1,000,000: 1.0% annually $1,000,000+: 0.70% annually

Other

Account minimum: $500,000

Main office location

Del-Sette Capital Management, LLC

1332 Union St.

Schenectady NY 12308, United States

Number of offices

4

Most active in

California · Colorado · Florida · Louisiana · New Hampshire · New Mexico · New York · Texas · Utah · Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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