Deep Roots Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$45,808,832
Total clients
111
9% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
111
Average account size
$412,692
About
Deep Roots provides investment advice and asset management to individuals, high‑net‑worth clients, pension funds, endowments and businesses, and also offers financial consulting. Services described in the brochure include discretionary portfolio management using model portfolios, ongoing monitoring and rebalancing, and assistance with opening custodial accounts.
The firm’s investment process is grounded in fundamental analysis and uses three defined model strategies: a Market Portfolio with explicit tilts toward small‑cap and profitability factors, a low‑turnover Fundamental Values all‑cap strategy, and an AllSeasons macro balanced strategy that allocates by economic regime. Portfolios are managed on a discretionary basis, reviewed at least annually, and the adviser cites research sources such as Morningstar and Bloomberg while executing trades through Interactive Brokers or Charles Schwab.
Compared with typical solo independent advisers, Deep Roots’ brochure discloses management relationships with pension funds, endowments and businesses in addition to individual clients, and reports approximately $45.8 million across its managed accounts—an institutional client mix that is less common for a firm of this size. The combination of factor‑tilted indexing, extended low‑turnover value holdings and a macro AllSeasons approach, along with operational features such as standing letters of authorization and a custodial requirement, are notable governance and strategy details for prospective clients to consider.
Client services
Expertise
Fee options
$0+: 0.30%-2.00% for Market Portfolio Strategy $0+: 0.50%-2.00% for All Seasons Model Portfolio Strategy $0+: 1.00%-2.00% for Fundamental Values Model Portfolio Strategy
$150 per hour, billed in one-hour increments with a minimum of one hour, then 15-minute increments
Main office location
Deep Roots Capital
914 Highway 62 65 North
Harrison AR 72601, United States
Number of offices
1
Most active in
Arkansas · Missouri · Texas
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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