Deep Blue Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$55,400,000
Clients
95
53% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
95
Very HighAverage account size
$583,158
About
Deep Blue Financial LLC serves individuals, families, and related entities (including trusts, IRAs, UTMAs, and small business accounts) and also advises certain high-net-worth or accredited clients. The firm offers portfolio management, retirement income planning, and investment consulting across both discretionary and non-discretionary account arrangements.
DBF emphasizes diversified, ETF-based index portfolios designed for tax efficiency and periodically reviews accounts for rebalancing and tax opportunities, including loss-harvesting strategies. It may add individual equities for clients seeking customization and, for accredited investors, recommends access to select private or alternative investments through platform providers such as Fidelity’s alternative investment programs or iCapital.
Notably, a substantial portion of the firm’s assets are managed non-discretionarily, so clients commonly retain final trading authority rather than delegating full discretion—a practice that is uncommon among peers. As a solo advisory practice managing roughly $55 million for about 95 clients, DBF uses Fidelity as its primary custodian, does not take custody of client assets, and leaves proxy voting rights with clients.
Client services
Portfolio management
Selection of other advisers
Expertise
Tax-loss harvesting
Private / alternative investments
Retirement income strategy
Fee options
1.00% per year, charged quarterly in arrears
Account minimum: $100,000
Main office location
Deep Blue Financial LLC
707 Skokie Blvd, Suite 600
Northbrook IL 60062, United States
Number of offices
2
Most active in
Deep Blue Financial LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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