Decision Options, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Decision Options LLC provides portfolio management primarily through a private investment partnership and offers investment supervisory services for individual accounts, though its brochure states the firm is not currently accepting advisory clients and reports no client assets under management. The firm also offers consulting and valuation software services for private and public assets.
Its investment process combines charting, fundamental and technical analysis and can include long- and short-term trading as well as option-writing; the firm operates accounts on a discretionary basis and documents client risk tolerance in written investment policy statements. The manager applies performance-based compensation with a high-watermark convention and retains authority to select securities and execute transactions for managed accounts.
Noteworthy aspects include the combination of pooled-vehicle management with an in-house valuation and risk-management software business that the firm says has patent-pending technology, and the principal’s background in corporate finance and consulting that supports those services. The brochure also discloses that the firm does not participate in wrap-fee programs, does not accept outside sales compensation, and allows clients to direct brokerage, which can affect order aggregation and execution.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Occupation focus
Founder/Business Owner
Fee options
Performance-based fee for the private investment partnership and qualified individual clients: 20% of net profits allocated to each member/account after exceeding any high watermark. Applies to members with at least $750,000 under management or net worth above $1,500,000.
Account minimum: $1,000,000 minimum investment for participation in DoA Asset Management, LLC (the Fund). No account minimum stated for individual discretionary client accounts. Fee-only: Management fee for individual discretionary client accounts: 0.75% per annum (quarterly billed at 0.1875%) for Non-Qualified Clients; 0.50% per annum (quarterly billed at 0.125%) for Qualified Clients.
Main office location
Decision Options, LLC
Groton CT, United States
Number of offices
1
Most active in
Decision Options, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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