De Rosa Asset Management, LLC

De Rosa Asset Management is a small, independent registered investment adviser operating as a solo practice that provides discretionary and non‑discretionary investment management and wealth management services to individuals as well as trusts, estates, corporations and other business entities. The firm primarily implements client portfolios through exchange‑traded funds and tailors each engagement to client objectives, liquidity constraints and risk tolerance.

The firm’s investment process is tactical and systematic, employing technical analysis, relative strength and momentum indicators to dynamically allocate among equities, cash and ETF instruments, and it manages similarly‑constructed model portfolios for clients. De Rosa Asset Management conducts initial and ongoing consultations to assess time horizon and volatility tolerance, allows clients to impose reasonable account restrictions, and monitors accounts continuously to make allocation adjustments.

Noteworthy for a solo independent adviser, the firm offers performance‑based fee arrangements to qualified clients and accepts institutional-type accounts in addition to individual clients, both of which are uncommon among peers. The combination of performance fees, the tactical use of buffered, inverse and leveraged ETFs, and a compact client base prompts specific disclosures and procedures to address potential conflicts and allocation practices.